4 articles
Adding a clientA step by step guide to adding a prospect or existing client (organisation, individual, sole trader) one by one
Completing CDD for your clientConfirming client information, completing risk assessments and verifying ID before making your determination
Completing an annual CCD reviewYou should be reviewing your client's CCD risk review at least every 12 months. Use this guide to streamline that process.
Approving a referred CDD decisionIf your firm has multiple reviewers, you can create sign-off workflows to manage the firm's risk